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Harvest Control Rules

What are harvest control rules?

Harvest control rules (HCRs) are the operational component of a harvest strategy, essentially pre-agreed guidelines that determine how much fishing can take place, based on indicators of the targeted stock’s status. HCRs range from basic, constant catch strategies—under which catch levels do not change—to complicated, multistep rules that set allowable catch based on triggers.


Empirical vs. Model-Based Harvest Control Rules

Empirical HCRs: Indicators on which fishing opportunities are set come from one or more direct measures of stock status, such as:

  • An abundance survey
  • A catch per unit effort (CPUE) index: The amount of catch taken per unit of fishing effort, such as the number of fish per 1,000 hooks. Often used as a proxy for stock abundance.

Model-based HCRs: Indicators are based on models, such as:

  • An abundance level that is estimated by a stock assessment model

How a Harvest Control Rule Works

Stock status can be represented graphically by what is known as a Kobe plot. The example below shows a basic HCR. The fishery’s ideal state is green, its cautionary state is yellow, and the state to avoid is red. The HCR has the following specifications:

  1. If biomass is below BLimit, suspend the fishery and institute a scientific monitoring quota until the limit is reached or exceeded.
  2. If biomass is between the limit (BLimit) and the target (BTarget), reduce fishing mortality in accordance with the rebuilding phase of the HCR.
  3. If biomass is greater than or equal to the target (BTarget), fish at the target mortality rate (FTarget).

Ⓒ 2016 The Pew Charitable Trusts


FACTSHEET: Harvest Control Rules; Language Options: Español 🇪🇸 • Français 🇫🇷 • 日本 🇯🇵 • ไทย 🇹🇭 

Content provided by The Pew Charitable Trusts

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hrvststrategies Harvest Strategies @hrvststrategies ·
22 Dec

🐟 Fisheries management is evolving from traditional stock assessments.

Our new animation explains the shift towards Management Procedures (MPs) – a straightforward, long-term blueprint for productive and sustainable fisheries management.

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19 Dec

Check out this great roundup from @Mongabay on the outcomes of the Western and Central Pacific Fisheries Commission annual meeting – from the adoption of a management procedure for South Pacific albacore to progress on seabird bycatch mitigation!

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12 Dec

Big news from the Pacific! 🎉

The Western and Central Pacific Fisheries Commission (WCPFC) adopted a management procedure for South Pacific Albacore last week! Read our latest blog to learn about this milestone and what’s in store at the WCPFC in 2026:

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HarvestStrategies.org serves as a resource for fisheries scientists, managers, and other stakeholders, compiling information about how harvest strategies work and how implementing this pioneering management approach can lead to sustainable, profitable fisheries and successful recovery programs for many species around the world. The site is managed by The Ocean Foundation’s International Fisheries Conservation Project with support from The Pew Charitable Trusts and the Common Oceans Tuna Fisheries Project, which is funded by GEF and implemented by FAO.

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