Case Studies of Harvest Strategies in Global Fisheries

Explore the Diversity of Harvest Strategies Around the Globe

Case studies interactive world map

 Stocks with active harvest strategies

 Stocks with harvest strategies in development

1

1

 

North East Atlantic Mackerel

Case studies - North East Atlantic Mackerel

Managed by:

NEAFC

Expected Adoption Year:

2026

See full information
2

2

 

Pacific Saury

Case studies - Pacific Saury

Managed by:

NPFC

Adoption Year:

2024

See full information
3

3

 

WCPO Yellowfin Tuna

Case studies - WCPO Yellowfin Tuna

Managed by:

WCPFC

Expected Adoption Year:

2026

See full information
4

4

 

WCPO Bigeye Tuna

Case studies - WCPO Bigeye Tuna

Managed by:

WCPFC

Expected Adoption Year:

2026

See full information
5

5

 

Western Atlantic Skipjack Tuna

Case studies - Western Atlantic Skipjack Tuna

Managed by:

ICCAT

Expected Adoption Year:

2024

See full information
6

6

 

North East Atlantic Blue Whiting

Case studies - North East Atlantic Blue Whiting

Managed by:

NEAFC

Expected Adoption Year:

2027

See full information
7

7

 

Norwegian Spring Spawning Herring

Case studies - Norwegian Spring Spawning Herring

Managed by:

NEAFC

Expected Adoption Year:

2026

See full information
8

8

 

Pacific Halibut

Case studies - Pacific Halibut

Managed by:

IPHC

Adoption Year:

2020

See full information
9

9

 

EPO Bigeye Tuna

Case studies - EPO Bigeye Tuna

Managed by:

IATTC

Expected Adoption Year:

2024

See full information
10

10

 

South Pacific Albacore

Case studies - South Pacific Albacore

Managed by:

WCPFC

Expected Adoption Year:

2023

See full information
11

11

 

WCPO Skipjack Tuna

Case studies - WCPO Skipjack Tuna

Managed by:

WCPFC

Adoption Year:

2022

See full information
12

12

 

Western and Eastern Atlantic Bluefin Tuna

Case studies - Western and Eastern Atlantic Bluefin Tuna

Managed by:

ICCAT

Adoption Year:

2022

See full information
13

13

 

North Atlantic Swordfish

Case studies - North Atlantic Swordfish

Managed by:

ICCAT

Adoption Year:

2024

See full information
14

14

 

Indian Ocean Bigeye Tuna

Case studies - Indian Ocean Bigeye Tuna

Managed by:

IOTC

Adoption Year:

2022

See full information
15

15

 

Indian Ocean Swordfish

Case studies - Indian Ocean Swordfish

Managed by:

IOTC

Adoption Year:

2024

See full information
16

16

 

Indian Ocean Albacore Tuna

Case studies - Indian Ocean Albacore Tuna

Managed by:

IOTC

Expected Adoption Year:

2026

See full information
17

17

 

Indian Ocean Yellowfin Tuna

Case studies - Indian Ocean Yellowfin Tuna

Managed by:

IOTC

Expected Adoption Year:

2026

See full information
18

18

 

Pacific Bluefin Tuna

Case studies - Pacific Bluefin Tuna

Managed by:

WCPFC / IATTC

Expected Adoption Year:

2025

See full information
19

19

 

North Pacific Albacore

Case studies - North Pacific Albacore

Managed by:

WCPFC / IATTC

Adoption Year:

2023

See full information
20

20

 

Atlantic Herring

Case studies - Atlantic Herring

Managed by:

United States Domestic Fisheries

Adoption Year:

2019

See full information
21

21

 

Rock Lobster

Case studies - Rock Lobster

Managed by:

New Zealand (domestic)

Adoption Year:

1997

See full information
22

22

 

British Columbia Sablefish

Case studies - British Columbia Sablefish

Managed by:

Canada (domestic)

Adoption Year:

2010

See full information
23

23

 

Deep-water and Shallow-water Hake

Case studies - Deep-water and Shallow-water Hake

Managed by:

South Africa (domestic)

Adoption Year:

1990; Updated in 2018

See full information
24

24

 

Tiger Flathead

Case studies - Tiger Flathead

Managed by:

Australia (domestic)

Adoption Year:

2009

See full information
25

25

 

Indian Ocean Skipjack Tuna

Case studies - Indian Ocean Skipjack Tuna

Managed by:

IOTC

Adoption Year:

Adopted in 2016, Updated in 2024

See full information
26

26

 

Greenland Hallibut

Case studies - Greenland Hallibut

Managed by:

NAFO

Adoption Year:

Adopted in 2010; Updated in 2017

See full information
27

27

 

North Atlantic Albacore

Case studies - North Atlantic Albacore

Managed by:

ICCAT

Adoption Year:

2017/2021

See full information
28

28

 

Southern Bluefin Tuna

Case studies - Southern Bluefin Tuna

Managed by:

CCSBT

Adoption Year:

Adopted in 2011; updated in 2019

See full information

Tuna

Swordfish

Bottomfish

Forage Fish

Lobster

Harvest strategies are a tool that is being used successfully around the world for all different types of fisheries – predators and prey, surface species and bottomfish, international and domestic. This interactive map showcases the global breadth of harvest strategies, including both active harvest strategies (in teal) and those in development (in orange). Navigating this interactive is easy- click on any silhouette to view the details of a that fish’s harvest strategy in that particular location.


Is your stock missing from the map? We want to include you!


FACTSHEET: Case Studies of Harvest Strategies in Global Fisheries; Language Options: Español 🇪🇸 • Français 🇫🇷 • 日本 🇯🇵 • ไทย 🇹🇭

1Harvest Strategy in development

North East Atlantic Mackerel

Case studies - North East Atlantic Mackerel
 
Case studies map - North East Atlantic Mackerel

Management Authority:

North East Atlantic Fisheries Commission

Expected Adoption Year:

2026

Management Objectives:

  • Maximum long-term yield
  • A maximum annual probability of SSB falling below the limit reference point is less than 5% for all years.

Reference Points:

  • Fishing mortality target = (0.26F)FMSY
  • Bpa (MSY Biomass trigger value) = 2.58 metric tons
  • Biomass limit reference point = 2.00 metric tons

*Bpa: biomass below which action should be taken, (pa= precautionary approach)

Candidate Harvest Strategies:

Explored 5 harvest control rules that derive a target fishing mortality based on spawning stock biomass, including combinations of limitations on interannual variability in total allowable catch (aka stability), and various catch banking and borrowing schemes (e.g 10% banking of total allowable catch and 10% borrowing applied in alternate years, suspended when SSB is below the biomass trigger value)

Progress Update & Workplan:

Full MSE was completed by ICES in 2020, but the Coastal States of NEAFC took no decision on a final management strategy. Coastal States of NEAFC must evaluate MSE results to select the final elements of the management strategy.

Link to relevant policy document or update:

2Active Harvest Strategy

Pacific Saury

Case studies - Pacific Saury
 
Case studies map - Pacific Saury

Management Authority:

North Pacific Fisheries Commission

Adoption Year:

2024

Management Objectives:

Interim Management Objectives:

1). Recovery of the stock (prioritized objective):

  1. The stock biomass is rebuilt to Btar within 5 years with 50% probability;
  2. The stock biomass is maintained above the Btar level in each of years 6-10 with 50% probability

2). Avoiding the unsustainable state of the stock (secondary objective):

  1. The annual probability in each of years 6-10 that the stock drops below Blim should not exceed 10%;
  2. The annual probability in each of years 6-10 that fishing mortality is above Flim should not exceed 10%

3). Achieving high and stable catch (tertiary objective):

  1. The average catch over the years 6-10 is as high as possible;
  2. Catch in each of years 6-10 is as stable as possible.

Reference Points:

Interim Biological Reference Points:

Btar = BMSY

Blim = 0.35BMSY

Ftar = FMSY

Flim = 1.35 FMSY

Harvest Strategy:

A “hockey stick” harvest control rule reduces fishing intensity as the stock declines below the target reference point at BMSY. Maximum allowable change of the annual catch level in the entire area is restricted to 10%.

Outcome:

Objectives and components of an MSE-tested Management Procedure are to be developed. CMM 2024-08 states: “The SWG MSE PS shall endeavor to consider the establishment of a management procedure to be formulated through an MSE process by the 11th Commission Meeting in 2027.”

Link to relevant policy document or update:

Conservation and Management Measure (2024-08) For Pacific Saury: CMM 2024-08 For Pacific Saury (Effective date: 15 May 2024) | NPFC

3Harvest Strategy in development

WCPO Yellowfin Tuna

Case studies - WCPO Yellowfin Tuna
 
Case studies map - WCPO Yellowfin Tuna

Management Authority:

Western and Central Pacific Fisheries Commission

Expected Adoption Year:

2026

Management Objectives:

Initial proposals for the Southern longline, tropical longline, and tropical purse seine fishery include biological, economic, social, and ecosystem objectives.

Reference Points:

  • Limit reference point: 20%SBF=0.
  • Target Reference Point: Pending agreement on a target reference point for the spawning biomass depletion ratio (SB/SBF=0) is to be maintained at or above the average SB/SBF=0 for 2012-2015.

Candidate Harvest Strategies:

Evaluating a harvest control rule and harvest strategy through a mixed fishery modelling framework. Under this framework, fisheries are managed through single stock management procedures for skipjack, South Pacific albacore and bigeye. Under this approach, there is no single stock management procedure for yellowfin. The impact of the skipjack, South Pacific albacore, and bigeye management procedures on yellowfin would then be evaluated using a combined evaluation framework to identify whether the mixed fishery framework can simultaneously achieve management objectives for the stocks.

Progress Update & Workplan:

Initial mixed fishery framework explored via MSE; The next steps include operating model conditioning, the candidate management procedures for the tropical longline fishery, and the development of multi-species performance indicators. Input is needed from managers on management objectives and target reference points.

4Harvest Strategy in development

WCPO Bigeye Tuna

Case studies - WCPO Bigeye Tuna
 
Case studies map - WCPO Bigeye Tuna

Management Authority:

Western and Central Pacific Fisheries Commission

Expected Adoption Year:

2026

Management Objectives:

Initial proposals for the Southern longline, tropical longline, and tropical purse seine fishery include biological, economic, social, and ecosystem objectives.

Reference Points:

  • Limit Reference Point: 20%SBF=0
  • Target Reference Point: Pending agreement on a target reference point the spawning biomass depletion ratio (SB/SBF=0) is to be maintained at or above the average SB/SBF=0 for 2012-2015

Candidate Harvest Strategies:

Evaluating a harvest control rule and harvest strategy through a mixed fishey modelling framework that develops model-based harvest strategies for bigeye, but is set up to achieve objectives across multiple species, including yellowfin, skipjack, and South Pacific albacore.

Progress Update & Workplan:

Initial mixed fishery framework explored via MSE; Next steps include operating model conditioning, the development of candidate management procedures for bigeye for the tropical longline fishery, and the development of mixed fishery, multi-species performance indicators. Input needed from managers on management objectives and target reference points.

Link to relevant policy document or update:

5Harvest Strategy in development

Western Atlantic Skipjack Tuna

Case studies - Western Atlantic Skipjack Tuna
 
Case studies map - Western Atlantic Skipjack Tuna

Management Authority:

International Commission for the Conservation of Atlantic Tunas

Expected Adoption Year:

2024

Management Objectives:

Conceptual Management Objectives:

  • Greater than [___]% probability of occurring in the green quadrant of the Kobe matrix
  • Less than [___]% probability of the stock falling below BLIM
  • Maximize overall catch levels
  • Any increase or decrease in TAC between management periods should be less than [___]%.

Reference Points:

None have been adopted to date.

Candidate Harvest Strategies:

Testing a variety of harvest control rules, including constant catch and hockey stick harvest control rules (i.e., that adjust the total allowable catch up and down as the population size increases and decreases, respectively).

Progress Update & Workplan:

MSE process began in 2020. Initial MSE testing complete and an updated MSE framework was developed and presented in 2022. Managers provided input on management objectives and performance statistics in 2023. Some remaining scenarios will be run in 2024 in the lead up to adoption in November.

Link to relevant policy document or update:

Collective Volumes of Scientific Papers: Paper not yet available in ICCAT database

6Harvest Strategy in development

North East Atlantic Blue Whiting

Case studies - North East Atlantic Blue Whiting
 
Case studies map - North East Atlantic Blue Whiting

Management Authority:

North-East Atlantic Fisheries Commission/ North-East Atlantic Coastal States

Expected Adoption Year:

2027

Management Objectives:

Aiming at ensuring harvest rates within safe biological limits, and consistent with the precautionary approach* and the maximum sustainable yield (MSY) approach.

*ensure with a high probability (95%) that the size of the stock is maintained above Blim

Reference Points:

  • Interim Target Fishing Mortality Reference Point: FMSY(0.32F)
  • Interim Biomass Trigger Reference Point: Bpa/MSY Btrigger(2,250,000 tonnes)
  • Interim Biomass Limit Reference Point: Blim(1,500,000 tonnes)

*Bpa = A stock size above which the stock is considered to have full reproductive capacity. Pa stands for precautionary approach.

Candidate Harvest Strategies:

An interim harvest control rule (HCR) has previously been explored by ICES that sets a total allowable catch (TAC) when biomass is above/below biological reference points (Bpa,Blim, etc.)

  • If SSB≥Bpa, the TAC shall be fixed to a fishing mortality of FMSY
  • Maximum TAC change: +/- 20%
  • If Blim<SSB<Bpa, the TAC shall be fixed that is consistent with a fishing mortality given by the following formula: Target F = 0.05 + [(SSB – Blim)*(FMSY – 0.05) / (Bpa– Blim)]
  • If SSB<Blim, the TAC will be fixed corresponding to a fishing mortality F=0.05

Noted Constraints:

  • There are mechanisms for banking up to 10% of unutilized quota and borrowing up to 10% beyond the quota allocated subject to stock status.
  • The HCR since 2017 has an annual TAC change rule different from the one evaluated: Maximum TAC change: +25%, -20%
  • Development of only an HCR, as opposed to a full harvest strategy.

Progress Update & Workplan:

  • 2021: The HCR based on ICES evaluation (2016) has been in place since 2017 and should have been reviewed after 5 years (no later than December 2021).
  • 2021: The interim long-term management strategy may no longer be precautionary in the long term. There have been consistent deviations from the HCR (overshooting catch advice) due to an allocation dispute. During the evaluation of the management strategy, the implementation error in the form of a consistent overshoot of the TAC was not included.
  • 2025/2026: Refine and further develop management strategy evaluation (MSE) and candidate harvest control rules in collaboration with ICES.
  • 2026/2027: Adopt a full harvest strategy or updated harvest control rule.

7Harvest Strategy in development

Norwegian Spring Spawning Herring

Case studies - Norwegian Spring Spawning Herring
 
Case studies map - Norwegian Spring Spawning Herring

Management Authority:

North East Atlantic Fisheries Commission/ North-East Atlantic Coastal States

Expected Adoption Year:

2026

Management Objectives:

Aiming at ensuring harvest rates within safe biological limits, and consistent with the precautionary approach* and the maximum sustainable yield (MSY) approach.

*ensure with a high probability (95%) that the size of the stock is maintained above Blim

Reference Points:

  • Interim Target Fishing Mortality Reference Point: Fmgt (0.14F) / FMSY (0.157F)
  • Interim Biomass Trigger Reference Points: Bpa/MSY Btrigger (3,184,000 tonnes)
  • Interim Limit Reference Points: Flim (0.291F) and Blim (2,500,000 tonnes)

*Bpa = A stock size above which the stock is considered to have full reproductive capacity. Pa stands for precautionary approach.

Candidate Harvest Strategies:

A few harvest control rule (HCR) options were explored by ICES (2018). A HCR and Reference Points were adopted that set a total allowable catch (TAC) when biomass is above/below biological reference points (Bpa, Blim, etc.)

  • If SSB≥Bpa, the TAC shall be fixed to a fishing mortality of Fmgt.
  • Maximum TAC change: +25%, -20%
  • If Blim<SSB<Bpa, the TAC shall be fixed at a level that is consistent with a fishing mortality given by: Target F = 0.05 + [(SSB – Blim)*(Fmgt – 0.05) / (Bpa– Blim)]
  • If SSB<Blim, the TAC will be fixed corresponding to a fishing mortality F=0.05.

Noted Constraints:

  • There are mechanisms for banking up to 10% of unutilized quota and borrowing up to 10% beyond the quota allocated subject to stock status.
  • Development of only an HCR, as opposed to a full harvest strategy.

Progress Update & Workplan:

  • 2022: The HCR based on ICES evaluation (2018) has been in place since 2019 and should be reviewed after 5 years (no later than December 2023).
  • 2022: The interim long-term management strategy may no longer be precautionary in the long term. There have been consistent deviations from the HCR (overshooting catch advice) due to an allocation dispute. During the evaluation of the management strategy, the implementation error in the form of a consistent overshoot of the TAC was not included.
  • 2023: NEAFC Coastal States to refine and further develop management strategy evaluation (MSE) and candidate harvest control rules in collaboration with ICES
  • 2025/2026: Adopt a full harvest strategy or updated harvest control rule.

8Active Harvest Strategy

Pacific Halibut

Case studies - Pacific Halibut
 
Case studies map - Pacific Halibut

Management Authority:

International Pacific Halibut Commission

Adoption Year:

2020

Management Objectives:

  • Maintain Pacific halibut, on average, at a target (fixed or dynamic) female spawning biomass equal to the stock size required to produce maximum net economic returns on a spatial and temporal scale relevant to the fishery
  • Maintain Pacific halibut, above a female spawning biomass limit where the risk to the stock is regarded as unacceptable (SBLIM), at least 90% of the time

Reference Points:

  • Target Reference Point: 45% SSB0 and 120%SSBMSY
  • Interim Trigger Reference Point: 30% SSB0
  • Interim Limit Reference Point: 20% SSB0and 50%SSBMSY

*SSB0 = spawning stock size that would exist in the absence of fishing

Harvest Strategy:

Using MSE to evaluate several model-based harvest strategies; HS must have ≥ 50% chance of achieving the target and ≤10% chance of breaching the limit

Interim harvest control rule:

  • The harvest control rules relies on the spawning potential ratio (SPR) of 46% (FSPR=46%). The SPR is adjusted to reduce the fishing intensity at low levels of spawning biomass by linearly increasing the SPR (i.e reducing the fishing intensity) if the estimated stock status is less than a trigger at 30% SSB0, to zero fishing intensity (SPR=100%) when the estimated stock status is less than the limit at 20% SSB0(i.e., a 30:20 control rule).

*SPR = Spawning Potential Ratio, or the lifetime spawning output that a young fish is expected to produce under current fishing mortality compared to what it would produce in the absence of fishing.

Outcome:

Interim harvest strategy in place since 2020 to set the allowable coastwide catch, but adoption of a final, formal harvest strategy has yet to occur, in part due to ongoing negotiations about how to allocate the catch among Alaska, Canada, and the U.S. West Coast. Final mortality limits are determined based on the previous year’s limits, the interim harvest strategy, and social and economic considerations. MSE development continues and is exploring size limits and stock assessment frequency as part of the harvest strategy.

Link to relevant policy document or update:

 

9Harvest Strategy in development

EPO Bigeye Tuna

Case studies - EPO Bigeye Tuna
 
Case studies map - EPO Bigeye Tuna

Management Authority:

Inter-American Tropical Tuna Commission

Expected Adoption Year:

2024

Management Objectives:

In development and not officially adopted, but often assumed to be BMSY based on Article VII(1)c of the Antigua Convention.

Reference Points:

Reference points being developed as part of current MSE process.

  • Interim Limit Reference Point: F0.5R0 and SSB0.5R0, where steepness = 0.75 (this is equivalent to 8%SSB0)
  • Interim Target Reference Point:FMSY, SSBMSY

*SSB0 = spawning stock size that would exist in the absence of fishing
*R0 = recruitment (i.e., number of young fish) that would exist in the absence of fishing
*steepness – the fraction of virgin recruitment obtained when a stock is at 20% of its unfished size. A steepness of 0.75 indicates that a stock is productive enough to still produce 75% of its maximum reproductive output, even when it is depleted to just 20% of its initial population size.

Candidate Harvest Strategies:

Candidate model-based harvest strategies are being developed as part of current MSE process.

Current interim HCR developed without MSE testing:

  • F should not exceed FMSY
  • If >10% chance that F>Flimit, reduce F to ≤FMSY with a 50% probability and a <10% chance of F>Flimit
  • If >10% chance that SSB<SSBlimit, take action to get SSB≥SSBMSY with a 50% probability and a <10% chance of SSB<SSBlimit within 2 generations or 5 years, whichever is greater

Progress Update & Workplan:

  • 2020-23: MSE framework development and refinement; testing of candidate harvest strategies
  • 2024: Finalize MSE; adopt HCR/HS

10Harvest Strategy in development

South Pacific Albacore

Case studies - South Pacific Albacore
 
Case studies map - South Pacific Albacore

Management Authority:

Western and Central Pacific Fisheries Commission

Expected Adoption Year:

2023

Management Objectives:

Interim Objective:

  • Achieve an 8% increase in catch per unit of effort (CPUE) for the southern longline fishery as compared to 2013 levels

Draft performance indicators:

  • Maintain biomass at or above levels that provide fishery sustainability throughout their range
  • Maximise economic yield from the fishery (average expected catch)
  • Maintain acceptable CPUE
  • Catch stability

Reference Points:

  • Interim Limit Reference Point: 20%SBF=0 and FX%SPR, with X TBD
  • Interim Target Reference Point: 56% SBF=0

*SBF=0 = spawning stock size that would exist in the absence of fishing

Candidate Harvest Strategies:

Using MSE to evaluate several harvest strategies with model-based and empirical harvest control rules using CPUE data; HS must have <20% chance of breaching the limit reference point

Progress Update & Workplan:

Evaluation of candidate harvest strategies underway via MSE

  • 2020-22: Refine and further develop MSE and candidate harvest strategies
  • 2023: Adopt final harvest strategy

South Pacific albacore is also being incorporated in the mixed fishery MSE framework for the Western and Central Pacific in which the harvest strategies for bigeye, skipjack, yellowfin, and South Pacific albacore will overlap.

Link to relevant policy document or update:

11Active Harvest Strategy

WCPO Skipjack Tuna

Case studies - WCPO Skipjack Tuna
 
Case studies map - WCPO Skipjack Tuna

Management Authority:

Western and Central Pacific Fisheries Commission

Adoption Year:

2022

Management Objectives:

Objective:

  1. The objective of the interim Management Procedure (MP) for skipjack tuna, is to ensure that:

a) the spawning potential depletion ratio of skipjack tuna is maintained on average at a level consistent with the target reference point;

b) the spawning potential depletion ratio of skipjack tuna is maintained above the limit reference point with a risk of the limit reference point being breached no greater than 20 percent;

 

Performance Indicators:

  • Maintain SKJ, YFT, BET biomass at or above levels that provide fishery sustainability throughout their range.
  • Maximise economic yield from the fishery (average expected catch).
  • Maintain acceptable CPUE.
  • Catch stability.
  • Effort stability: effort variation relative to a reference period.
  • Proximity of SB/SBF=0 to the average SB/SBF=0 in 2018-21.

Reference Points:

a) Target reference point: Calculated on the basis of two spawning potential depletion values:

  • The first value represents the estimated average depletion of the skipjack tuna stock over the period 2018-2021 (SB2018-2021/SBF=0).
  • The second value represents the long-term median equilibrium stock depletion that would be reached under the agreed baseline fishing conditions for skipjack tuna (purse seine effort at 2012 levels, pole and line effort at average 2001-04 levels, and the domestic fisheries in assessment region 5 at average 2016-18 levels).

Both values are expressed as a percentage of the estimated average spawning potential in the absence of fishing (SBF=0), calculated as described in paragraph 3. Values are calculated as medians based upon the grid of assessment models as agreed by the WCPFC Scientific Committee.

The target reference point is the average of these two values (weighting of 50/50). This was estimated from the 2022 WCPO skipjack tuna stock assessment at 50 per cent of SBF=0*.

b) Limit reference point: 20 percent of the estimated recent average spawning potential in the absence of fishing, calculated as described in paragraph 3.

*SBF=0 = spawning stock size that would exist in the absence of fishing

Harvest Strategy:

While the harvest strategy was officially adopted in December 2022, it is not yet legally binding. The harvest strategy will guide rather than direct fishing activity for WCPO skipjack tuna during an unspecified trial period.

Specifications:

  • Type: Model-based
  • Management cycle: 3 years
  • Data inputs: Stock assessment estimates of spawning potential depletion ratio for the latest estimation year (SBlatest/SBF=0, t1-t2), Stock assessment estimates of current stock biomass (Bcurr) with respect to BMSY, stock biomass at maximum sustainable yield (BMSY), fishing mortality at MSY (FMSY)
  • Management output: Effort
  • Harvest control rule:
    The HCR is a scalar (multiplier) that adjusts future catch or effort relative to a baseline of 2012 values.
  • If SB/SBF=0>0.8, output multiplier = 1.4 (alt. 1.2)
  • If 0.47<SB/SBF=0<0.8, reduce effort linearly as specified in HCR
  • If 0.37<SB/SBF=0<0.47, output multiplier = 1
  • If 0.2<SB/SBF=0<0.37, reduce effort nonlinearly as specified in HCR
  • If SB/SBF=0<0.2 (the limit), output multiplier 0.2
  • Other:Maximum effort change: +/-10% for any 3-year management cycle, relative to catch and effort specified by the HCR for the previous 3-year period.

Outcome:

Adopted in 2022, the performance of the harvest strategy will be reviewed in year 2025.

Link to relevant policy document or update:

12Active Harvest Strategy

Western and Eastern Atlantic Bluefin Tuna

Case studies - Western and Eastern Atlantic Bluefin Tuna
 
Case studies map - Western and Eastern Atlantic Bluefin Tuna

Management Authority:

International Commission for the Conservation of Atlantic Tunas

Adoption Year:

2022

Management Objectives:

 

  • Greater than 60% probability of occurring in the green quadrant of the Kobe matrix
  • Less than 15% probability of the stock falling below BLIM
  • Maximize overall catch levels
  • Any increase or decrease in TAC between management periods should be less than +20% and -35% respectively*

 

*An exception will be made during the first application of the harvest strategy, during which changes in TAC shall not exceed a +20% increase or -10% decrease.

Reference Points:

  • Interim Target Reference Point: Dynamic SSBMSY
  • Interim Biomass Limit Reference Point: 40% dynamic SSBMSY

Harvest Strategy:

In 2022, ICCAT successfully adopted a harvest strategy for Atlantic bluefin tuna. The harvest strategy is comprehensive for the West and East & Mediterranean Sea stocks.

Specifications:

  • Type: Empirical
  • Management cycle: 3 years
  • Data inputs: Inputs are 10 fishery-dependent and fishery-independent indices of abundance covering the western and eastern Atlantic and Mediterranean Sea.
  • Management output: Quota
  • Harvest control rule: The indices are aggregated to produce master abundance indices for West and East and smoothed over years to reduce observation error and variability effects. Quotas are then set based on the concept of taking a fixed proportion of the abundance present, using relative harvest rates compared to a reference year (2017), as indicated by these aggregated and smoothed indices.
  • Other:
    Maximum quota change: +20%/-35%

Outcome:

The MSE process began in 2014. The MSE framework was finalized in 2022 and harvest strategy adopted in November 2022. The performance will be evaluated in year 2028.

Link to relevant policy document or update:

13Active Harvest Strategy

North Atlantic Swordfish

Case studies - North Atlantic Swordfish
 
Case studies map - North Atlantic Swordfish

Management Authority:

International Commission for the Conservation of Atlantic Tunas

Adoption Year:

2024

Management Objectives:

Management Objectives:

  • Stock Status – 60% PGK
  • Safety – 15% probability of falling below Blim during 30 year period.
  • Yield – Maximized
  • Stability – TAC changes to be minimized

Reference Points:

  • Interim Limit Reference Point: 0.4BMSY

Harvest Strategy:

MC11

Outcome:

Exceptional circumstances to be adopted in 2025.

Link to relevant policy document or update:

https://www.iccat.int/com2024/ENG/PA4_810B_ENG.pdf

14Active Harvest Strategy

Indian Ocean Bigeye Tuna

Case studies - Indian Ocean Bigeye Tuna
 
Case studies map - Indian Ocean Bigeye Tuna

Management Authority:

Indian Ocean Tuna Commission

Adoption Year:

2022

Management Objectives:

General: Maintain the stock biomass in the green zone of the Kobe plot (not overfished and not subject to overfishing) while maximizing the average catch from the fishery and reducing the variation in the total allowable catch (TAC) between management periods.

  • The bigeye tuna spawning stock has a 60% probability of achieving the target reference point of SBMSY by 2034-2038;
  • The bigeye tuna spawning stock biomass avoids breaching the interim limit reference point of 50%BMSY with a high probability.

Reference Points:

  • Interim Limit Reference Point: 50% BMSY and 130% FMSY
  • Interim Target Reference Point: BMSY and FMSY

Harvest Strategy:

Adopted in 2022, IOTC adopted a fully specified harvest strategy. An exceptional circumstances protocol still needs to be specified.

Specifications:

  • Type: Model-based
  • Management cycle: 3 years
  • Data inputs: Total catches of bigeye tuna, longline CPUE data
  • Management output: Quota
  • Harvest control rule:
    The MP uses a hockey-stick HCR that constructs a harvest rate based on biomass depletion (measured relative to carrying capacity) from a simple biomass dynamic model. The pivot points are at 40% and 10% of carrying capacity, with the HCR multiplier linearly decreasing from 1 to almost zero between those pivot points.
  • Other:
    Maximum quota change:
    +/- 15%

Outcome:

The harvest strategy-derived TAC will first be implemented in 2024. A mechanism to control catch will be developed in 2025 if an allocation scheme has not yet been agreed.

15Active Harvest Strategy

Indian Ocean Swordfish

Case studies - Indian Ocean Swordfish
 
Case studies map - Indian Ocean Swordfish

Management Authority:

Indian Ocean Tuna Commission

Adoption Year:

2024

Management Objectives:

Management Objectives:

  • There is a 60 probability that the swordfish spawning stock biomass achieves the target reference point of SBMSY1 the maximum change in the TAC shall be a 15% increase and 10% decrease relative to the previous TAC by 2034-2038;
  • the swordfish spawning stock biomass avoids breaching the interim limit reference point specified in Resolution 15/10 with a high probability;

Reference Points:

  • Interim Limit Reference Point: 40% BMSY and 140% FMSY
  • Interim Target Reference Point: BMSY and FMSY

Harvest Strategy:

Adopted in 2024, IOTC adopted a fully specified harvest strategy.

Specifications:

  • Type: Empirical
  • Management cycle: 3 years
  • Data Inputs: Japan longline CPUE from 1994 onwards
  • Management output: TAC scalar
  • Harvest Control Rule: TAC change using the slope of the of the CPUE and the distance to a target CPUE (Figure 1).

If the recent CPUE is above the target CPUE and the CPUE trend is increasing, then the TAC is increased.

If the current CPUE is below the target CPUE and the CPUE trend is decreasing, then the TAC is decreased.

If the current CPUE relative to the target and the CPUE slope are in opposite directions, the TAC change could be in either direction, depending on the magnitude of these indicators, and the associated control parameters.

Formally, the future TAC is calculated as a proportion, 𝑇𝐴𝐶𝑚𝑢𝑙𝑡, of the current TAC, which is defined as:

𝑇𝐴𝐶𝑚𝑢𝑙𝑡 = 1 + 𝑘𝑎𝑆𝑙 + 𝑘𝑏𝐷

Where 𝑆𝑙 is the slope of the log CPUE over the last 5 years, 𝐷 is the difference between recent CPUE value (average over the last 3 years) and the target CPUE value (i.e. recent CPUE – target CPUE), and 𝑘𝑎 and 𝑘𝑏 are responsiveness parameters, where

𝑘𝑎 = 2.1

𝑘𝑏 = 1.2

Target CPUE = 0.7125

Other: the maximum change in the TAC shall be a 15% increase and 10% decrease relative to the previous TAC.

Outcome:

Progress Update & Workplan: The MP was adopted in 2024, and an implementation plan will be developed in 2025.

Link to relevant policy document or update:

Navigate to Resolution 24/08 to view the management procedure for swordfish in the IOTC area of competence https://iotc.org/cmm/resolution-2408-management-procedure-swordfish-iotc-area-competence

16Harvest Strategy in development

Indian Ocean Albacore Tuna

Case studies - Indian Ocean Albacore Tuna
 
Case studies map - Indian Ocean Albacore Tuna

Management Authority:

Indian Ocean Tuna Commission

Expected Adoption Year:

2026

Management Objectives:

Tuning Objectives (for MSE purposes):

  • Pr(mean(SB(2019:2038)>=SB(MSY)) = 0.5. Average SB over the period 2030-2034 exceeds SBMSYin exactly 50% of the simulations)
  • Pr(Kobe green zone 2019:2038) = 0.5. The stock status is in the Kobe green quadrant over the period 2019-2038 exactly 50% of the time (averaged over all simulations)
  • Pr(Kobe green zone 2019:2038) = 0.6. The stock status is in the Kobe green quadrant over the period 2019-2038 exactly 60% of the time (averaged over all simulations)
  • Pr(Kobe green zone 2019:2038) = 0.7. The stock status is in the Kobe green quadrant over the period 2019-2038 exactly 70% of the time (averaged over all simulations)

Reference Points:

Interim Limit Reference Point: 40% BMSY and 140% FMSY
Interim Target Reference Point: BMSY and FMSY

Candidate Harvest Strategies:

Model-based. Development of ABC approach (Approximate Bayesian Computation) underway. Testing of candidate harvest strategies to being in 2024-2025.

Tested with the following constraints:

  • Total Allowable Catch (TAC) to be set every 3 years (and held constant between settings)
  • A maximum of 15% change to the TAC (increase or decrease) relative to the previous TAC

Progress Update & Workplan:

Evaluation of candidate harvest strategies underway via MSE.

  • 2024-2025: Finalization of ABC Modelling approach
  • 2025-2026: Evaluation of candidate harvest strategies underway via MSE. Refine and further develop MSE and candidate harvest strategies. Adopt final harvest strategy.

Link to relevant policy document or update:

17Harvest Strategy in development

Indian Ocean Yellowfin Tuna

Case studies - Indian Ocean Yellowfin Tuna
 
Case studies map - Indian Ocean Yellowfin Tuna

Management Authority:

Indian Ocean Tuna Commission

Expected Adoption Year:

2026

Management Objectives:

Tuning Objectives (for MSE purposes):

  • Pr(B(2029)>=B(MSY) ) = 0.5 (SB in 2029 exceeds SBMSY in exactly 50% of the simulations)
  • Pr(B(2034)>=B(MSY) ) = 0.6 (SB in 2034 exceeds SBMSY in exactly 50% of the simulations)

Reference Points:

  • Interim Limit Reference Point: 40% BMSY and 140% FMSY
  • Interim Target Reference Point: BMSY and FMSY

Candidate Harvest Strategies:

Comprehensive harvest strategy proposed by Australia. MSE evaluating model-based HCRs with these candidate constraints:

  • Total Allowable Catch (TAC) to be set every 3 years (and held constant between settings)
  • A maximum of 15% change to the TAC (increase or decrease) relative to the previous TAC

Progress Update & Workplan:

  • On hold pending the 2024 stock assessment to resolve modelling issues.

 

18Harvest Strategy in development

Pacific Bluefin Tuna

Case studies - Pacific Bluefin Tuna
 
Case studies map - Pacific Bluefin Tuna

Management Authority:

Western and Central Pacific Fisheries Commission/ Inter-American Tropical Tuna Commission

Expected Adoption Year:

2025

Management Objectives:

WCPFC Interim Management Objective:

  • Safety: There should be a less than 20% probability of the stock falling below the limit reference point
  • Status: To maintain fishing mortality at or below FTarget with at least 50% probability
  • Stability: To limit changes in overall catch limits between management periods to no more than 25%, unless the ISC has assessed that the stock is below the limit reference point
  • Yield: Maintain an equitable balance in proportional fishery impact between the WCPO and EPO
  • Yield: To maximize yield over the medium (5-10 years) and long (10-30 years) terms, as well as average annual yield from the fishery
  • Yield: To increase the average annual catch in all fisheries across WCPO and EPO

Reference Points:

  • Candidate Target Reference Points: 20%FSPR, 25%FSPR, 30%FSPR, 40%FSPR
  • Candidate Threshold Reference Points: 15%SSBF=0, 20%SSBF=0, 25%SSBF=0
  • Candidate Limit Reference Points: 20%SSBF=0, 15%SSBF=0, 10%SSBF=0, 7.7%SSBF=0, Median SSB 1952-2014
  • Candidate Fmin: F10%FTarget, F5%FTarget, 70%FSPR, 50%FSPR
  • Initial Rebuilding Target: Historical median biomass (equivalent to 6.4%SSB0) by 2024 (Achieved)

Second Rebuilding Target: 20%SSBF=0 by 2034 (Achieved)

Candidate Harvest Strategies:

Candidate Harvest Strategies: Model-based, sliding harvest control rules (two shapes) are being explored in the MSE work, with a view to develop a comprehensive harvest strategy. The HCRs are being tested with a limit that constraints changes in TAC between consecutive management periods of no more than 25%. The HCRs also are being tested with allocations tuned to reach the WCPO: EPO fishery impact ratio of 70:30 and 80:20.

Progress Update & Work Plan: Review of MSE results and adoption of management procedure scheduled for 2025.

Progress Update & Workplan:

Link to relevant policy document or update:

Annex G and H of the Chair’s Summary of the 8th Joint IATTC and WCPFC Northern Committee Working Group Meeting on the Management of Pacific Bluefin Tuna. Chairs’ Summary of the 8th Joint IATTC and WCPFC-NC Working Group Meeting on the Management of Pacific Bluefin Tuna | WCPFC Meetings

19Active Harvest Strategy

North Pacific Albacore

Case studies - North Pacific Albacore
 
Case studies map - North Pacific Albacore

Management Authority:

Western and Central Pacific Fisheries Commission/ Inter-American Tropical Tuna Commission

Adoption Year:

2023

Management Objectives:

Considering the overarching objective of ensuring the sustainability of North Pacific albacore tuna and current fisheries supported by the stock in the Western and Central Pacific Ocean, the following management objectives are established:

  1. Maintain Spawning Stock Biomass (SSB) above the Limit Reference Point (LRP), with a probability of at least 80% over the next 10 years.
  2. Maintain depletion of total biomass around the historical (2006-2015) average depletion over the next 10 years.
  3. Maintain fishing intensity (F) at or below the target reference point with a probability of at least 50% over the next 10 years.
  4. To the extent practicable, management changes (e.g., catch and/or effort) should be relatively gradual between years.

Reference Points:

 

  1. Target reference point (TRP) = F45%, which is the fishing intensity (F) level that results in the stock producing 45% of spawning potential ratio (SPR)
  2. Threshold reference point (SSBthreshold) = 30%SSBcurrent, F=0, which is 30% of the dynamic unfished spawning stock biomass
  3. Limit reference point (LRP) =14%SSBcurrent, F=0, which is 14% of the dynamic unfished spawning stock biomass.

Harvest Strategy:

A “hockey-stick,” model-based harvest control was adopted that decreases F from Ftarget once the spawning stock biomass drops below SSBthreshold toward the limit reference point, at which point the fishery is maintained at Fmin, a minimum allowed fishing intensity.

 

Outcome:

Although the management procedure was adopted, the RFMOs still need to adopt measures to relate fishing intensity to catch and/or effort for use in managing fishing activity

20Active Harvest Strategy

Atlantic Herring

Case studies - Atlantic Herring
 
Case studies map - Atlantic Herring

Management Authority:

United States Domestic Fisheries

Adoption Year:

2019

Management Objectives:

  • SSB/SSBMSY = 100%, with an acceptable level as low as 85%;
  • Variation in annual yield is <10%, with an acceptable level as high as 25%;
  • Probability of overfished 0%, with an acceptable level as high as 25%;
  • Probability of herring fishery closure between 0-10%.

Reference Points:

Upper biomass parameter (overfished threshold): 50%SSBMSY
Lower biomass parameter (closes fishery): 10%SSBMSY
Maximum fishing mortality: 80%FMSY

Harvest Strategy:

Measure includes only a harvest control rule as opposed to a full harvest strategy.

Specifications:

  • Type: Model-based
  • Management cycle: 3 years, but quota may be different each year
  • Data inputs: Recruitment estimates derived from 1995 VPA, mean weights at age, surplus production model
  • Management output: Quota
  • Harvest control rule: When biomass is greater than 50% of SSB/SSBMSY, the maximum
    fishing mortality allowed is 80% of FMSY, so 20% of FMSY is left for herring predators. As biomass declines further, fishing mortality declines linearly, and if biomass falls below 10% of SSB/SSBMSY, the fishery closes.

Outcome:

The MSE-tested HCR was implemented for the first time in 2019. Following accounting of the 2020 catches, catch limits decreased for 2022 and 2023 due to overages in 2020.

21Active Harvest Strategy

Rock Lobster

Case studies - Rock Lobster
 
Case studies map - Rock Lobster

Management Authority:

New Zealand (domestic)

Adoption Year:

1997

Management Objectives:

Per New Zealand’s Harvest Strategy Standard:

  • Achieve the MSY-compatible target or better with at least 50% likelihood
  • Limit the risk of breaching the soft limit to no more than 10%
  • Limit the risk of breaching the hard limit to no more than 2%

Reference Points:

  • Target Reference Point: BMSYor BREFa historical stock size proxy from when the stock had” good productivity and was demonstrably safe”; BREFis always ≥ BMSY
  • Soft Limit:20%SSB0or 50%BREF
  • Hard Limit:10%SSB0or 25%BREF

*SSB0 = spawning stock size that would exist in the absence of fishing

Harvest Strategy:

  • Type: Empirical
  • Management cycle: 5 years
  • Data inputs: CPUE
  • Management output: Quota
  • Harvest control rule: There are 4 different rock lobster stocks that have an HCR, and each is slightly different. They include step and sliding rules.
  • Other: Varies by stock, but most set a minimum quota change.

Outcome:

All but one of the ten lobster stocks in New Zealand are above the target. The single stock considered overfished is still above both the soft and hard limits, according to a 2018 assessment. While the 2022 assessment has yet to be completed for the stock, initial information suggests abundance may be increasing for the stock under current management controls. In 2019, the MPs for two management areas recommended increases in TAC. Two management areas are no longer managed by harvest strategies due to a loss of some of the catch/ effort data, which had been used as the basis for the harvest strategies.

Link to relevant policy document or update:

Operational management procedures of New Zealand rock lobster stocks for 2020–21: Describes performance of harvest strategies and recommendations

22Active Harvest Strategy

British Columbia Sablefish

Case studies - British Columbia Sablefish
 
Case studies map - British Columbia Sablefish

Management Authority:

Canada (domestic)

Adoption Year:

2010

Management Objectives:

  • Maintain female spawning stock biomass above the LRP of 0.4BMSY in 95% of years measured over two sablefish generations (36 years)
  • When in the Cautious Zone (i.e., 0.4BMSY<B<0.8BMSY), limit the probability of decline over the next 10 years to very low (5%) at the LRP, increasing linearly to moderate (50%) at the TRP
  • Maintain the female spawning biomass above BMSY, or 0.8BMSY when rebuilding from the Cautious Zone, in the year 2052 with 50% probability
  • Minimize probability that annual TAC levels are below 1,992 tonnes measured over two Sablefish generations
  • Maximize the average annual catch over 10 years, subject to meeting the four objectives above

Reference Points:

  • Upper Stock Reference Point: 0.8BMSY
  • Limit Reference Point: 0.4BMSY
  • Target Reference Point: BMSY or 0.8BMSY (when rebuilding from the Cautious Zone)

Harvest Strategy:

A fully specified harvest strategy that has been tested via MSE. Operating models for the MSE continue to be updated, most recently in 2019, to account for new data.

Specifications:

  • Type: Model-based
  • Management cycle: Annual
  • Data inputs: Stock assessment using a surplus production model
  • Management output: Quota
  • Harvest Control Rule: A harvest control rule in which the harvest rate on legal-sized sablefish is reduced linearly from UMSY (maximum sustainable yield), when the estimated stock is above 0.6BMSY, to zero when the estimated stock size is less than 0.4BMSY

Outcome:

A 2019 update found that sablefish have now recovered to or above 0.8BMSY with 50% probability, so are now outside of the Cautious Zone. The 2019-2020 TAC was the highest TAC recommenced thus far by the HCR.

23Active Harvest Strategy

Deep-water and Shallow-water Hake

Case studies - Deep-water and Shallow-water Hake
 
Case studies map - Deep-water and Shallow-water Hake

Management Authority:

South Africa (domestic)

Adoption Year:

1990; Updated in 2018

Management Objectives:

Maintain both stocks about BMSY and balance trade-offs between catch, effort and inter-annual variability in TAC

Reference Points:

Target Reference Point: BMSY

Harvest Strategy:

A fully specified harvest strategy that has been tested via MSE. It includes rules for Exceptional Circumstances for when certain key indices drop below pre-determined threshold values, or when further observations fall outside the range tested within the MSE. Operating models for the MSE continue to be updated, most recently in 2021, to account for new data.

Specifications:

  • Type: Empirical
  • Management cycle: Annual
  • Data inputs: Commercial CPUE and survey abundance indices.
  • Management output: Quota
  • Harvest Control Rule: TAC recommendations are based on the output of the harvest strategy formula

Outcome:

The 2021 assessment showed both hake stocks above the B-based target reference points. While the TAC trend has been downwards since 2020, the harvest strategy is responding properly to some recent recruitments lower than average to ensure the stocks are maintained near or above BMSY. The harvest strategy will be revised in 2022.

24Active Harvest Strategy

Tiger Flathead

Case studies - Tiger Flathead
 
Case studies map - Tiger Flathead

Management Authority:

Australia (domestic)

Adoption Year:

2009

Management Objectives:

Biological

  • To maintain stocks at (on average), or return to, a target biomass point BTARG or equivalent proxy (e.g. FTARG or CPUETARG) equal to the stock size that aims to maximise net economic returns for the fishery as a whole
  • To maintain stocks above the limit biomass level, or an appropriate proxy, at least 90% of the time
  • A reduced level of fishing if a stock is below BTARG but above BLIM (or an appropriate proxy)
  • To implement rebuilding strategies, no-targeting and incidental bycatch TACs if a stock moves below BLIM (or an appropriate proxy)
  • To ensure the sustainability of fisheries resources, including consideration of the individual fishery circumstances and individual species or stock characteristics, when developing a management approach

Socio-economic

  • To maintain stocks at (on average), or return to, a target biomass point BTARG equal to the stock size that aims to maximise net economic returns for the fishery as a whole
  • To maximise the profitability of the fishing industry and the net economic returns to the Australian community
  • To minimise costs to the fishing industry, including consideration of the impacts on the industry of large or small changes in TACs and the appropriateness of multi-year TACs

Ecosystem

  • To be consistent with the principles of ecologically sustainable development, including the conservation of biological diversity, and the adoption of a precautionary risk approach

Reference Points:

  • Limit Reference Point: 20%B0
  • Trigger Reference Point: 35%B0
  • Target Reference Point: 120%BMSYand 48%B0

*B0 = stock size that would exist in the absence of fishing
*120%BMSY is a proxy for BMEY, the biomass that will produce maximum economic yield

Harvest Strategy:

This fully specified, MSE-tested harvest strategy framework applies to the Southern and Eastern scalefish and shark fishery, with each stock applying one of four different HCRs included in the harvest strategy.

Specifications:

  • Type: Empirical
  • Management cycle: 3 years
  • Data inputs: CPUE, indices of abundance, size and age data
  • Management output: Quota
  • Harvest control rule: If B is below limit, no targeted fishing and a rebuilding strategy will be developed; if below trigger, TAC declines linearly toward the target to allow stock to rebuild to target level; if above target, fish at F that produces target biomass (i.e., F48); if between trigger and target, also fish at F48to account for uncertainty in status

Outcome:

According to the most recent 2019 assessment, the stock is considered sustainable at 34% of unfished spawning stock biomass, above Bmsy but below the TRP. The current level of fishing pressure under the HCR is unlikely to deplete the stock or impair recruitment.

Link to relevant policy document or update:

25Active Harvest Strategy

Indian Ocean Skipjack Tuna

Case studies - Indian Ocean Skipjack Tuna
 
Case studies map - Indian Ocean Skipjack Tuna

Management Authority:

Indian Ocean Tuna Commission

Adoption Year:

Adopted in 2016, Updated in 2024

Management Objectives:

• At least 50% probability that the skipjack tuna spawning stock biomass achieves the biomass level of 40% SB0 by 2034-2038.
• The skipjack tuna spawning stock biomass is maintained above the biomass of SBMSY with very high probability.1 .
• The skipjack tuna spawning stock biomass is maintained above the biomass of 20% of SB0 at all times.

  • Maintain stock at levels that can produce MSY, as qualified by relevant environmental and economic factors
  • Use HCR to maintain stock at or above the target and well above the limit

Reference Points:

• Interim Limit Reference Points: 20% of unfished spawning biomass19 (i.e. 0.2B0)
• Interim Target Reference Points: 40% of unfished spawning biomass (i.e. 0.4B0).

*B0 = stock size that would exist in the absence of fishing

Harvest Strategy:

IOTC adopted a fully specified harvest strategy in 2024.

Harvest control rule specifications:
  • Type: Model-based
  • Management cycle: 3 years
  • Data inputs: Pole and line and purse seine (log-school) CPUE abundance indices.
  • Management output: Total Allowable Catch
  • Harvest control rule: The MP-SKJ is empirical and uses two main components to estimate catch limits: (i) the stock status indicator and (ii) the decision algorithm (or harvest control rule, HCR), including tuning parameters (see Table 1 for a complete description of terms and values used).
  • The stock status indicator Ut is estimated from the Maldivian pole and line (PL) and EU purse seine (log-school) catch per unit of effort (CPUE) indices.
  • The decision algorithm or HCR estimates the recommended catch limit TAC for the period (ty+1:3) using the stock status indicator (UtUy) as follows:
  1. If Uy ≥ Uthreshold then 𝑇𝐴𝐶𝑦+1:3=𝐶𝑚𝑎𝑥;
  2. If Usafety ≤ Uy ≤ Uthreshold; then 𝑇𝐴𝐶𝑡+1:3=(𝐶𝑚𝑎𝑥−𝐶𝑚𝑖𝑛) 𝑥 (𝑈𝑡−𝑈𝑠𝑎𝑓𝑒𝑡𝑦)(𝑈𝑡ℎ𝑟𝑒𝑠ℎ𝑜𝑙𝑑−𝑈𝑠𝑎𝑓𝑒𝑡𝑦)+𝐶𝑚𝑖𝑛;
  3. If ay ≤ Usafety; 𝑇𝐴𝐶𝑦+1:3=𝐶𝑚𝑖𝑛
  4. The value Uy is calculated using the formulas from document IOTC-2024-TCMP08-04_Rev2E.

Outcome:

The maximum change in the TAC shall be a 15% increase and a 10% decrease relative to the previous TAC.

Progress Update & Workplan: The MP was adopted in 2024, and an implementation plan will be developed no later than 2026.

Link to relevant policy document or update:

Navigate to Resolution 24/08 to view the management procedure for skipjack in the IOTC area of competence https://iotc.org/cmm/resolution-2407-management-procedure-skipjack-tuna-iotc-area-competence

Resolution 15/10 on Target and Limit Reference Points and a Decision Framework (https://iotc.org/cmm/resolution-1510-target-and-limit-reference-points-and-decision-framework)

26Active Harvest Strategy

Greenland Hallibut

Case studies - Greenland Hallibut
 
Case studies map - Greenland Hallibut

Management Authority:

North East Atlantic Fisheries Commission

Adoption Year:

Adopted in 2010; Updated in 2017

Management Objectives:

  • Restore to within a prescribed period of time or maintain at BMSY (chance of B2037<BMSY is ≤ 50%)
  • The risk of failure to meet the BMSY target and interim biomass targets within a prescribed period of time should be kept moderately low
  • Low risk (<30% chance) of exceeding FMSY
  • Very low risk (<10%) of going below an established threshold [e.g. Blim or Blim proxy]
  • Maximize yield in the short, medium and long term (5,10, 20 years, respectively)
  • The risk of steep decline of stock biomass should be kept moderately low
  • Keep inter annual TAC variation below “an established threshold” (i.e., 15%)

Reference Points:

  • Target reference point: BMSY
  • Proxy limit reference point: 30%BMSY

Harvest Strategy:

The original HCR adopted in 2010 proved unsuccessful and was modified in 2017. The current harvest strategy will be implemented until 2024, so a new one will be adopted in 2023. If circumstances occur outside the ranges tested by the MSE, the exceptional circumstances protocol will be triggered, possibly changing the HCR.

Specifications:

  • Type: Empirical
  • Management cycle: 3 years
  • Data inputs: Five survey-based abundance indices
  • Management output: Quota
  • Harvest control rule: Combination of a target-based and slope-based rule that increases or decreases quota depending on the current TAC and recent trends in survey biomass
  • Other:
    Maximum quota change: +/- 10%

Outcome:

Greenland halibut are considered overfished. The initial HCR adopted in 2010 had to be revised in 2017 as the exceptional circumstance protocol was triggered in 4 out of 6 years, likely due to annual catch estimates far exceeding the TAC. The TAC based on the current HCR increased in 2019 to 16521 t but decreased for 2022 to 15,864 t.

Link to relevant policy document or update:

27Active Harvest Strategy

North Atlantic Albacore

Case studies - North Atlantic Albacore
 
Case studies map - North Atlantic Albacore

Management Authority:

International Commission for the Conservation of Atlantic Tunas

Adoption Year:

2017/2021

Management Objectives:

  • Maintain stock in green quadrant of Kobe plot with at least 60% probability while maximizing long-term yield
  • Rebuild to or above SSBMSY with at least 60% probability within as short a time as possible, while maximizing average catch and minimizing TAC changes

Reference Points:

  • B-Threshold Reference Point (interim): BMSY
  • B-Limit Reference Point (interim): 40% BMSY
  • F-Target Reference Point (interim): 80% FMSY
  • F- Minimum Reference Point (interim): 10% FMSY

Harvest Strategy:

Adopted in 2021, ICCAT successfully converted the HCR into a full harvest strategy through the addition of an exceptional circumstances protocol and the specification of the data collection and assessment methods needed to apply the HCR.

Specifications:

  • Type: Model-based
  • Management cycle: 3 years
  • Data inputs: Stock assessment estimates of current stock biomass (Bcurr) with respect to BMSY, stock biomass at maximum sustainable yield (BMSY), fishing mortality at MSY (FMSY)
  • Management output: Quota
  • Harvest control rule:
    If B>BTHRESHOLD (BMSY), fish at FTARGET (80%FMSY)
    If BLIM<B<BTHRESHOLD, reduce F linearly as specified in HCR
    If B<BLIM, suspend fishery and initiate scientific monitoring at FMIN (10% FMSY)
  • Other:
    Maximum catch limit: 50,000t
    Maximum quota change: +25%/-20% if current biomass is above BTHRESHOLD

Outcome:

The stock was declared recovered in 2016, a year before the HCR was adopted. The 2018-20 quota set by the HCR was limited by the 20% maximum change clause included in the original HCR. Using the 2020 stock assessment, the HCR recommended a TAC increase for the 2021-23 management period which was agreed to by all parties without controversy, despite the virtual meeting necessitated by COVID-19.

28Active Harvest Strategy

Southern Bluefin Tuna

Case studies - Southern Bluefin Tuna
 
Case studies map - Southern Bluefin Tuna

Management Authority:

Commission for the Conservation of Southern Bluefin Tuna

Adoption Year:

Adopted in 2011; updated in 2019

Management Objectives:

  • Convention objective: “Ensure, through appropriate management, the conservation and optimum utilization of southern bluefin tuna”
  • Harvest strategy objectives: See target reference points below

Reference Points:

  • Limit Reference Point: 24% SSB0
  • Target Reference Point (long-term): 30% SSB0 by 2035, with a 50% chance of success

*SSB0 = spawning stock size that would exist in the absence of fishing

Harvest Strategy:

Fully-specified ‘Cape Town Procedure’ adopted in 2019 was tested through comprehensive MSE process.

Specifications:

  • Type:Empirical
  • Management cycle: 3 years
  • Data inputs: Longline catch per unit effort index, gene tagging, close-kin genetics
  • Management output: Quota
  • Harvest control rule: Hybrid rule that increases or decreases quota using model-based log-linear trend in adult biomass inferred by an age-structured model using genetic data and an empirical-based-staged response to CPUE.
  • Other:
    Maximum quota change = 3000 t (~15-20%)
    Minimum quota change = 100 t

Outcome:

Quotas have increased each management cycle since the harvest strategy was adopted (an 87% increase between 2011 and 2020). The number of adult fish increased from 5% SSB0 in 2010 to 20% SSB0 in 2020.

Link to relevant policy document or update: